Hemodynamics in constrictive and effusive constrictive pericarditis versus restrictive cardiomyopathy

Ralph Shabetai, MD
May 1, 2000

Pericardial constriction results from scarring with the consequent loss of elasticity of the pericardial sac. This leads to impairment of ventricular filling, usually affecting both ventricles, but less commonly only one or the other, as they enlarge in mid to late diastole. As a result, the majority of ventricular filling occurs rapidly in early diastole. The basic aspects of this disorder are discussed elsewhere. (See "Pericardial compressive syndromes"). This card will review in detail the clinical features of constrictive pericarditis and the hemodynamically similar condition restrictive cardiomyopathy.

VENOUS PRESSURE ! Using only a systemic venous pressure tracing, it is not possible to distinguish between constrictive pericarditis, restrictive cardiomyopathy, tricuspid regurgitation with an enlarged compliant right atrium, right heart failure, or circulatory overload with systemic congestion.

Kussmaul's sign ! Kussmaul's sign represents the lack of the expected inspiratory decline in jugular venous pressure. It is often sought diligently in pursuit of the diagnosis of constrictive pericarditis. Even during normal breathing, however, Kussmaul's sign takes a forme fruste; respiratory variation of the mean central venous pressure is absent rather than reversed. Furthermore, Kussmaul's sign is also observed in right heart failure or systemic venous congestion of any cause, and in severe tricuspid regurgitation.

Careful inspection of right atrial pressure tracings in patients with constrictive pericarditis discloses that although the mean venous pressure fails to decline during inspiration, the y descent becomes deeper and steeper (show figure 1).

 In addition, the y descent, classically the dominant wave of the venous pulse, may be equaled or exceeded in depth by the x descent.

Thus, the venous pulse of constrictive pericarditis should be considered an exaggerated version of the normal venous pulse. In contrast, the venous pulse in cardiac tamponade has a truly abnormal waveform characterized by attenuation of the y descent, or replacement of it by an upwardly sloping segment [1].

Equalization of pressures ! Equalization (equilibration) of pressures in the four cardiac chambers is commonly said to be a major hemodynamic criterion for the diagnosis of constriction. This statement may be an oversimplification, because the pulmonary wedge pressure falls during inspiration while systemic venous pressure remains constant. Thus, it is not reasonable to expect the two pressures to be precisely equal throughout the respiratory cycle, and frequently equilibration is present only during inspiration (show figure 2).

 Furthermore, equilibration of diastolic pressures occurs in some patients who have heart failure or an acute volume overload, but who do not have constrictive pericarditis. The dilated heart engaging the pericardium, and thereby simulating the hemodynamics of constrictive pericardial disease, is the most probable explanation for this phenomenon.

Left ventricular diastolic pressure that exceeds that in the right ventricle by 5 mmHg or more favors a diagnosis of cardiomyopathy rather than constrictive pericarditis. However, a significant proportion of patients restrictive cardiomyopathy show equalization of diastolic pressures as in constrictive pericarditis. Hemodynamic maneuvers, such as exercise, fluid loading and observing postextrasystolic beats, have been proposed as a means to cause diastolic pressures (equal in the two ventricles) to deviate. There is limited published experience with this approach.

Dip and plateau ! The first observations of the dip and plateau configuration of ventricular pressure (also called the square root sign) during diastole led investigators to theorize that ventricular filling during early diastole must be unusually rapid and perhaps aided by augmented suction, and that ventricular filling must be halted by pericardial restraint from the end of the first third of diastole onward [2]. This conjecture was verified after it became possible to record the pattern of ventricular filling by ventriculography and subsequently by other imaging techniques. Although some disagree [3], most authors believe (as we do) that the same dip and plateau waveform characterizes restrictive cardiomyopathy [4].

It has been suggested that the dip and plateau pattern of ventricular diastolic pressure may not be a true pathophysiologic phenomenon, but an artifact of underdamping of a conventionally recorded pressure signal. As an example, ventricular pressure tracings from a diagnostic cardiac catheterization laboratory will frequently show significant oscillations when pressure changes are slow, such as during ejection and in diastole. The latter situation may simulate the early diastolic dip, and be followed by what passes for a plateau (show figure 3).

 However, high fidelity pressure tracings obtained from a catheter with a micromanometer at its tip (show figure 4)

 have shown conclusively that the dip and plateau pattern is real. Even though the high fidelity record never dips to subatmospheric levels, or even to zero, the wave remains sharply defined.

However, the dip and plateau is often grossly exaggerated by underdamping when recorded using a conventional fluid filled catheter and external transducer. Equilibration should be sought during the plateau phase, and may not be tight throughout the respiratory cycle (show figure 5).


DIFFERENTIATION BETWEEN CONSTRICTIVE PERICARDITIS AND RESTRICTIVE CARDIOMYOPATHY ! Restrictive cardiomyopathy may be defined as a subset of diastolic myocardial dysfunction that simulates constrictive pericarditis both physically and hemodynamically. Because of their differing causes and treatments, cardiologists and other physicians must learn to differentiate the two conditions. In most cases, use of a simple algorithm yields the correct answer. An occasional case, however, cannot be diagnosed before biopsy or even surgical exploration.

History ! A prior history of pericarditis, a systemic disease that affects the pericardium (eg, tuberculosis, connective tissue disease, malignancy), trauma, or radiation therapy makes the diagnosis of constrictive pericarditis more likely. On the other hand, a history of an infiltrative disease that may involve the heart muscle (eg, amyloidosis) favors the diagnosis of restrictive cardiomyopathy.

Physical examination ! As mentioned above, observation of the jugular venous pulse or any other physical finding is of no help in distinguishing these two conditions.

Electrocardiogram ! The electrocardiogram may be more helpful. Depolarization abnormalities (eg, bundle branch block), ventricular hypertrophy, pathologic Q waves, or impaired atrioventricular conduction strongly favor restrictive cardiomyopathy. Isolated repolarization abnormalities can occur in both conditions, but are more common in constrictive pericarditis.

Chest x-ray ! Calcification of the pericardium (excepting scattered plaques) strongly suggests constrictive pericarditis (show radiograph 1).

 However, the absence of calcification is equally compatible with either diagnosis. In one retrospective review of 135 patients with constrictive pericarditis that was confirmed surgically or at autopsy, 27 percent had pericardial calcification [5]. The cause was more likely to be indeterminant when calcification was seen (67 versus 21 percent in the absence of calcification).

Pericardial imaging ! Many forms of constrictive pericarditis are associated with increased thickness of the pericardium detectable by MRI or CT imaging (show radiograph 2).

 A recent study of 11 patients with constrictive pericarditis found an excellent correlation (rgreater than or equal0.95) between measurement of pericardial thickness with transesophageal echocardiography and that obtained by CT imaging [6].

Pericardial thickness exceeding 3 to 5 mmHg is very suggestive of constrictive pericarditis; however, constriction is rarely caused by a thin tight peel of visceral pericardium. Thus, a normal appearing parietal pericardium does not rule out constrictive pericarditis.

To understand the difference in the hemodynamics of constrictive pericarditis and restrictive cardiomyopathy, it is important to note that in constrictive pericarditis, total cardiac volume is fixed by the noncompliant pericardium, and ventricular interaction is thereby greatly enhanced. In addition, changes in intrathoracic pressure are not transmited to the cardiac chambers because the pericardial space is obliterated. In restrictive cardiomyopathy, pericardial compliance is normal, and left ventricular function is normal or even reduced; repiratory variation of intrathoracic pressure is transmitted normally to the cardiac chambers.

Doppler echocardiography ! As previously mentioned, restrictive cardiomyopathy and constrictive pericarditis share important hemodynamic characteristics and therefore have a number of Doppler characteristics in common. Most notable is a restrictive mitral inflow or ventricular filling pattern with striking E dominance and a short deceleration time (show echocardiogram 1A-1B).


 Direct comparison of the two conditions, however, results in some differences in the Doppler signals that are due to the enhanced ventricular interaction and sparing of the ventricular septum in constrictive pericarditis.

The respiratory variation in ventricular filling velocity is usually minimal (less than 10 percent). Patients with constrictive pericarditis may have variation as high as 30 percent, and almost always at least 15 percent in patients with severe constriction (show echocardiogram 2).

 By contrast, respiratory variation in peak ventricular filling velocities remains normal in patients with restrictive cardiomyopathy. This difference in the two diseases may be explained by the following mechanisms:

  •  In patients with constrictive pericarditis, the pulmonary wedge pressure is influenced by the inspiratory fall in thoracic pressure, while the left ventricular pressure is shielded from respiratory pressure variations by the pericardial scar. Thus, inspiration lowers pulmonary wedge pressure, and presumably left atrial pressure, more than left ventricular diastolic pressure, thereby decreasing the pressure gradient for ventricular filling. The less favorable filling pressure gradient during inspiration explains the decline in filling velocity. Reciprocal changes occur in the velocity of right ventricular filling [7,8]. These changes are mediated by the ventricular septum, not by increased systemic venous return.

  •  In patients with restrictive cardiomyopathy, inspiration lowers pulmonary wedge and left ventricular diastolic pressures equally, thereby leaving the pressure gradient for ventricular filling and filling velocity virtually unchanged.

A lesser left ventricular filling pressure gradient with constrictive pericarditis also leads to a delay in mitral valve opening and therefore a longer isovolumic relaxation time during inspiration. Prolonged isovolumic relaxation of the left ventricle is a feature of both conditions, but this finding varies with respiration in constrictive pericarditis but not restrictive cardiomyopathy.

Some investigators have suggested that early rapid filling is even more rapid than normal in constrictive pericarditis, but slower than normal in restrictive cardiomyopathy [9]. This has not been our experience, nor that of other investigators who have found identical patterns of ventricular filling in both conditions [10].

Atrial and ventricular diastolic compliance are determined by the pericardium in patients with constrictive pericarditis. Furthermore, blood can transfer easily from atrium to ventricle because no change in total cardiac volume occurs. By contrast, the ventricles of patients with restrictive cardiomyopathy are much stiffer than the atria. The atria typically enlarge considerably and sometimes massively, and ultimately fail. Thus, late ventricular filling velocity is reduced in patients with restrictive cardiomyopathy and diastolic flow reversals occur; in comparison, flow reversal in constrictive pericarditis occurs either in systole or in both systole and diastole [8].

  Differentiation from chronic obstructive lung disease ! Respiratory variation in mitral E velocity greater than or equal15 percent is the main diagnostic criterion for constrictive pericarditis on Doppler echocardiography, like pulsus paradoxus, but can also be present in patients with chronic obstructive pulmonary disease. In an attempt to distinguish between these disorders, the pulse-wave Doppler recordings of mitral and superior vena cava flow velocities were compared in 20 patients with chronic obstructive pulmonary disease who had a greater than or equal25 percent respiratory variation in mitral E-wave velocity and 20 patients with surgically proven constrictive pericarditis [11]. The patients with pulmonary disease had a marked increase in inspiratory superior vena cava systolic flow velocity which was not seen in those with constrictive pericarditis.

Coronary blood flow ! Patients with either constrictive pericarditis or restrictive cardiomyopathy have reduced coronary flow reserve and peak hyperemic flow velocity compared to normals (show figure 6).

 However, coronary flow in constrictive pericarditis shows a rapid acceleration and more rapid deceleration (velocity half-time <260 msec or that corrected by sq rt RR <9.5) of diastolic blood flow compared to restrictive cardiomyopathy (show figure 7) [12].

 This variance may be based upon differences in the pathogenesis of these diseases, such as pericardial and epicardial versus myocardial involvement.

OCCULT CONSTRICTIVE PERICARDITIS ! A report in 1977 described 19 patients with a syndrome called occult constrictive pericardial disease [13]. The symptom complex of this proposed syndrome was comprised of chest pain, dyspnea, and fatigue, which may appear nonspecific. However, 12 of the 19 had a history of prior acute pericarditis (which was recurrent in five). In addition, two patients had pericardial calcification and, in 16, the ECG showed nonspecific repolarization changes. A reasonable cause for pericardial disease was present in 10.

The authors proposed that very mild constrictive pericarditis can cause these symptoms in the absence of abnormal physical or hemodynamic findings when the patient is evaluated in the basal state. To test this hypothesis, they measured hemodynamics invasively before and after infusing a liter or warm saline over a period of six to eight minutes to determine if occult constriction would then become overt. Six patients known not to have heart disease and 12 patients with myocardial disease served as controls.

The results can be summarized as follows:

  •  Saline infusion caused an elevation and equalization of ventricular filling pressures, and development of pressure waveforms in diastole characteristic of constriction (show figure 8)

 in the patients with occult constriction.

  •  Ventricular filling pressures and diastolic waveform were unaltered in the subjects free from heart disease.

  •  The patients with myocardial disease had elevated ventricular filling pressures, but unequally on the two sides.

Eleven of the symptomatic patients underwent pericardiectomy with dramatic improvement. All eleven cases had mild gross or histologic evidence of pericardial disease. The fluid challenge was repeated postoperatively in five of the patients with negative results.

Based upon these findings, the authors recommended pericardiectomy for disabling symptoms. However, we have strong reservations about this study, even though it was conducted using high fidelity pressure tracings in a laboratory well known for high quality hemodynamic studies. It is unclear why or how such mild constriction could cause disabling symptoms, and why chest pain was a feature. Furthermore, the dramatic relief by pericardiectomy is also unexplained in these patients with low normal venous pressures that were modestly elevated by a rapid large fluid challenge, and in whom the cardiac output was normal at rest and was not changed by the infusion.

My recommendation is that this frequently performed saline infusion test is seldom required, and if performed, results should seldom provide the reason for pericardiectomy. Instead, patients suspected of having occult pericardial constrictive disease should undergo cardiac catheterization, including measurement of oxygen consumption during progressive bicycle exercise. A study of this nature would document exertional dyspnea and fatigue, and may help clarify the responsible mechanism.

EFFUSIVE CONSTRICTIVE PERICARDITIS ! The pericardial cavity is typically obliterated in patients with constrictive pericarditis. Thus, even the normal physiological amount of pericardial fluid is absent. However, pericardial effusion may be present in some cases. In this setting, the scarred pericardium not only constricts the cardiac volume but can also put the pericardial effusion under increased pressure leading to signs suggestive of cardiac tamponade. (See "Pericardial compressive syndromes", section on Tamponade versus constriction). This combination is called effusive constrictive pericarditis [14,15], a condition that used to be common in the subacute phase of tuberculous pericarditis [16].

Hancock is primarily responsible for our current understanding of effusive constrictive pericarditis [14,15]. He based his description on his experience with 24 patients undergoing pericardiectomy for constrictive pericarditis, nine of whom had concurrent effusion. Six of the nine had undergone hemodynamic studies before surgery. A number of clinical clues suggested that a patient considered to have constrictive pericarditis may actually have effusive constrictive pericarditis:

  •  Pulsus paradoxus (rare in classical constrictive pericarditis because of the absence of transmission of the inspiratory decline in pressure to the right heart chambers)
  •  Absence of a pericardial knock
  •  The Y descent less dominant than expected
  •  Kussmaul's sign frequently absent

In Hancock's experience, and in ours, the diagnosis often becomes apparent during pericardiocentesis in patients initially considered to have uncomplicated cardiac tamponade. Despite lowering the pericardial pressure to normal, the persistence of elevated right atrial pressure and the development of y dominance and impaired respiratory variation suggest that effusive constrictive pericarditis may be present. However, a persistently elevated right atrial pressure after pericardiocentesis may also be due cardiac tamponade complicating right heart failure or tricuspid regurgitation. Thus, appropriate studies should be performed to exclude these disorders before making the diagnosis of effusive constrictive pericarditis.

The case illustrated in Figure 9 presented with clinical and hemodynamic signs compatible with cardiac tamponade (show figure 9).

 After pericardiocentesis, however, the underlying constrictive pericarditis became apparent.

Treatment ! Effusive constrictive pericarditis is important to recognize since it is the visceral, not the parietal layer, that constricts the heart. This feature was apparent to surgeons who did the early series of pericardiectomy for tuberculous disease [17]. Thus, if surgery is required, it is visceral pericardiectomy that must be performed.

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